Investment firms
Areas of responsibility
Financial services groups
Credit institutions
Investment firms
Bureaux de change
Collective management of savings products
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Undertakings for collective investment
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Management companies
Public offers
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Issues of securities
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Takeover bids
Listed companies
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Information
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Shareholding structure
Financial markets
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Markets
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Transaction Reporting
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Market abuse
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Managers' transactions
Settlement, clearing & custody
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Settlement & clearing
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Custody
Insurance and reinsurance companies
Mortgage credit
Intermediaries
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Insurance
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Reinsurance
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Banking and investment services
Surety companies
Institutions for occupational pensions
Supplementary pensions
Payment services
Consumer protection
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Investment firms
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For the entire collection of documents relating to this supervisory area, please consult the
French
or
Dutch
site.
You can, however, consult a selection of documents in English:
Legislation concerning the supervision of investment firms
(Unofficial cosolidated versions are available, if applicable)
Provisions protecting the general good that are applicable to foreign investment firms
Stockbroking firms
Portfolio management and investment advice companies
Supervisory Disclosure under Basel II
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